Compliance
·
London, United Kingdom
Senior Compliance Advisor
Opening
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.
Responsibilities
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License Applications: Provide compliance support for new license applications across different jurisdictions, ensuring adherence to all regulatory requirements and timelines.
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Regulatory Guidance: Advise on regulatory matters related to new products and services, ensuring that the company meets local and international regulatory standards.
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Risk Assessment: Conduct detailed assessments of regulatory risks for new business initiatives, products, and markets. Identify compliance gaps and recommend mitigation strategies.
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Cross-functional Collaboration: Work closely with legal, product, and business development teams to ensure compliance considerations are embedded in the development of new products and services.
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Regulatory Updates: Monitor changes in regulations, laws, and industry best practices across key jurisdictions. Provide regular updates and insights to senior management and relevant stakeholders.
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Advisory Role: Serve as a subject matter expert for internal teams and provide compliance advice on complex regulatory issues related to the company's operations, products, and services.
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Training and Development: Lead compliance training sessions for internal teams on regulatory requirements and best practices.
- Regulatory Engagement: Build and maintain relationships with regulators, industry bodies, and other external stakeholders to stay informed of evolving regulatory requirements and standards.
Requirements
- Experience: At least 5 years of experience in compliance or regulatory advisory roles within the financial services industry, with a strong focus on licensing, regulatory affairs, and product development.
- Knowledge: In-depth knowledge of global financial services regulations, including licensing and compliance requirements in multiple jurisdictions (e.g., EU, UK, US, APAC, GCC).
- Technical Expertise: Strong understanding of regulatory frameworks such as MiFID II, GDPR, PSD2, and other relevant financial services regulations.
- Advisory Skills: Proven ability to advise on complex regulatory issues and offer pragmatic, business-oriented solutions while maintaining compliance.
- Communication: Excellent written and verbal communication skills with the ability to communicate effectively with senior management, internal stakeholders, and external regulators.
- Problem Solving: Strong analytical and problem-solving skills, with the ability to navigate regulatory challenges and identify practical solutions.
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Education: A degree in Law, Finance, Business, or a related field is preferred. Professional certifications such as CAMS, ICA, or similar are a plus.
Closing
Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.
- Department
- Compliance
- Locations
- London, United Kingdom
- Working options
- Hybrid
Compliance
·
London, United Kingdom
Senior Compliance Advisor
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